NWT Institutional Services |
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SELECT PRODUCTS & SERVICES |
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NWT Financial Group Management Team |
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Developing a Comprehensive Institutional Network |
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At
NWT, we understand how critical the right personnel are
to your success as an independent representative.
With
this in mind, we have put together an experienced and
dedicated management team to assist in every aspect of
your professional business throughout your relationship
with our firm.
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More Information |
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NWT Financial at a glance |
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[PDF / 5 pages / 245 KB] |
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At
NWT, we understand how critical the right
personnel are to your success as an independent
representative. With this in mind, we have
put together an experienced and dedicated
management team to assist in every aspect of
your professional business throughout your
relationship with our firm.
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David E.
Niederkrome |
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Chief Executive Officer |
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Mr. Niederkrome is the
co-founder and currently serves as the Chief
Executive Officer of NWT Financial Group, LLC., a
FINRA/SIPC
registered broker dealer headquartered in the
Seattle, Washington area. Dave currently hold the
series 7,24,
55, and 63 FINRA licenses. Dave
graduated from Kansas State University with a B.S.
degree in Finance and minor in accounting.
Dave brings over 15
years of experience in the securities brokerage,
investment banking, trust banking, and lending
industries to NWT Financial Group. His extensive
financial background brings experience, diversity,
and hard work to the forefront of NWT. Integrity
and clients’ well being has always been the
cornerstone of Mr. Niederkrome’s operating
principals.
In addition to NWT
Financial Group, Niederkrome is also a co-founder
and managing director of PenDex Advisors, LLC., an
investment advisory firm and “sister” company to
NWT. Dave shares the philosophy of the other Pendex
members in taking comprehensive approach to wealth
creation, preservation, growth, and enjoyment. The
importance of client profile analysis, proper risk
assessment, and appropriate investment strategies
and diversification are key attributes of Mr.
Niederkrome’s wealth building approach to client
account management. |
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John
Jessum |
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President |
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John Jessum is a co-founder
and currently serves as president for
NWT Financial Group, LLC. Having graduated from Syracuse
University at their Utica College Campus, Jessum obtain a
BS in journalism and public relations. Having spent over
seven years in Japan, he is bilingual and involved in
NWT’s expansion to overseas markets and acts as a liaison
for those who wish to maintain accounts in the States.
Experienced as an equity and
futures trader, Jessum currently maintains series 3,
7, 24 and 63 licenses. |
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Scott Baker |
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Chief Operations Officer |
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Co founding partner Scott
Baker has been a business owner for over 20 years and
brings a depth of knowledge and expertise as NWT Financial
Group’s chief operations officer. Scott became involved
directly with the equity markets over ten years ago,
working as a direct market access educator and stock
trader. Scott also heads up the real estate development
initiative arm and is responsible for new projects
involving land acquisition and development.
Scott holds a BA in business
administration from Central Washington University and
currently maintains a series 7, 24 and 63 designation. |
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Jeff
Champine |
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Trade Desk Manager |
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Jeff, a Washington State
native, attended Shoreline Community College in
accounting. In
1999, after being in and out of the stock market and
dealing with full service brokers, Jeff again showed his
entrepreneurial spirit when he sold his business and began
a career in the financial markets.
NWT Financial Group is proud
to have Jeff Champine serve as the Floor Operations
Manager. His wealth of experience is a tremendous asset
to aid our registered representatives and clients in new
client account setup, trading platforms, client order
execution, daily sheets, and margin accounts. |
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Brent Bergh |
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Director of Technology |
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Brent graduated in 1997 from
Augustana College in Sioux Falls, SD with a Bachelors of
Science Degree in Accounting and passed the Certified
Public Accounting (CPA) exam in 1999. Prior to entering
the securities industry, Brent worked as an auditor for a
public accounting firm and gained customer service
experience with Citibank Credit Card division.
For the past seven years,
Brent Bergh has served NWT Financial Group as an integral
part in establishing and maintaining several software
platforms for investment executions and communication.
With his first-hand market knowledge and experience, Brent
is on the front lines of customer service dealing with
traders and investors; actively monitoring the markets
throughout the day. Brokers and clients may easily access
Brent on a direct line, as he is both swift and efficient
in placing orders and reconciling specific client issues.
Brent remains a pivotal and important component of an
effective team dedicated to providing the very best in
personalized customer service.
Brent currently maintains a series 7,
24 and 63 designation. |
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Rudie Rodgers |
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Chief Compliance Officer |
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Rudie Rodgers graduated from
Louisiana Tech University with Bachelor of Science degrees
in Finance and Accounting. In 1990, Rudie joined a group
of investment professionals in founding a stand-alone
trust company, Argent Financial Group Inc., and served as
Executive Vice-President of the brokerage subsidiary,
Argent Advisors
In 2006, Rudie joined in the
creation of NWT Financial Group, LLC., an NASD / SIPC
registered broker dealer to serve as Chief Compliance
Officer.
Rudie brings almost 30 years
of investment experience across the broad spectrum of
investment vehicles and strategies to add to the base
concepts that NWT offers to assist both registered
representatives and clients.
Rudie Rodgers is also the founder and Managing Director of
PenDex Advisors, LLC., a fee-based investment advisory
company designed to take advantage of a unique and
comprehensive approach to portfolio management in
balancing capital appreciation with wealth preservation in
rising and falling markets. He also sees his role as
helping people make well-informed decisions about their
personal finances - providing greater financial
independence and peace of mind. |
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