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Why Independence? |
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| Thinking of going
independent? Explore the benefits offered by NWT's
Broker Programs. |
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Products/Services |
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| NWT offers a
comprehensive listings of financial vehicles & services
for our Registered Reps. |
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Contact Us |
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| Talk to an NWT
Representative about our customized services & client
transition process. |
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| NWT-IB
Brochure |
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| Download our
brochure. You will need Adobe Acrobat to view. |
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Providing Comprehensive Business Solutions
for Independent Representatives |
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Transition Support |
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Coordinating Your
Transition From Start To Finish |
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Making The Transition |
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NWT guides each financial
representative through an organized transition from brokerage
employee to independent advisor. We believe a smooth,
efficient transition process is critical to retaining valuable
client relationships and the first step to your independent
business development. |
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Our dedicated
transition team will provide you with the
specialists who will guide you, step-by-step,
through the transition process, from compliance,
account paperwork completion, marketing,
operations and virtually every aspect of your
business! At NWT Financial Group, we are
dedicated to eliminating any uncertainties or
complications during this process so that you
can concentrate on what you do best.
Your personal
transition associate and operations specialist
are the main contacts who will oversee your
entire transition process. Our goal is to remove
as much of the burden as possible, so you can
dedicate yourself to attending to your clients.
Following is a list of some of the transition
services we provide: |
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The Transition Process |
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NWT transition associates work with you to structure a
detailed timeline and transition plan designed
specifically to meet your practice's needs.
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We proactively ensure that you are getting up to speed
and are familiar with all of NWT’s forms and procedures.
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We assist you in the completion of your initial
licensing material, including the U-4.
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We provide personalized one-on-one training calls on how
to process your business through NWT.
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We track your account transfers throughout the process,
including our receipt of your transfer paperwork,
verifying it is in good order and what is needed to get
it that way, the arrival of individual assets, and the
transfer’s completion.
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We offer Compliance-approved tools, including LaserApp
transition services, for you to use during transition
(and after), so you don’t have to reinvent the wheel.
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If you're ready to take the next step in your professional
life and transition over to a truly independent firm,
contact an NWT representative today at 1.877.644.1112 or
email us at
brokers@nwtfinancialgroup.com and a designated representative will
follow-up in a timely manner. |
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