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  Direct Access Brokerage  >>  Pricing & Rates
Pricing & Rates
At NWT, we focus on value-added, high-quality execution and support services for our clients.
 
NWT is dedicated to providing our traders with low cost, flexible solutions to help benefit your bottom line without compromising our promise to direct access brokerage products and services.
 

Commission Pricing

NWT structures commission pricing on a case-by-case basis to offer our clients to maximum amount of control and flexibility.  Pricing is available in both per/share and per/ticket arrangements and can be completely customized by contacting an NWT representative at 1.877.644.1112 or accounts@nwtfinancialgroup.com.

 

Trading Platform Fees
 
  RealTick Pro by Townsend Analytics $250/Month + Exchange/Data Fees*
  InstaQuote by Banc of America $125/month + Exchange/Data Fees*
  Axis Pro by Nexa Technologies $125/month + Exchange/Data Fees*
  Sterling Trader by Sterling Financial $210/month + Exchange/Data Fees*
  Web Trader by Orbis Systems Inc. $10/month + Exchange/Data Fees*
  Meridian by Nexa Technologies $10/month + Exchange/Data Fees*
  Orbis Pro by Nexa Technologies $125/month + Exchange/Data Fees*
 

*Data Fees will vary according to selected trading platform.  For complete details, please contact us at 1.877.644.1112 or info@nwtfinancialgroup.com.

 

Order Routing Fees
     
  Executing Broker Route ID Route Fees
     
  NYSE ARCA  (www.tradearca.com) ARCA Removing = $.005/share, Adding = Call for pricing.
  Instinet (www.inetarca.com) INET Removing = $.0045/share, Adding = Call for pricing.
  Direct Edge  (www.directedge.com) EDGA Removing = $.005/share, Adding = Call for pricing.
  Bats (www.batstrading.com) BATS Removing = $.0045/share, Adding = Call for pricing.
  Merrill Lynch (www.ml.com) MLX Adding/Removing = $.0035/share
  Domestic Securities DOMS Adding/Removing = $.002/share
  Knight Securities (www.knight.com) NITE Adding/Removing = $.002/share
  American Stock Exchange (www.amex.com) AMEX Adding/Removing = $.0035/share
  New York Stock Exchange (www.nyse.com) NYSE Adding/Removing = $.0035/share
 
Removing liquidity refers to lifting an order from an ECN or exchange.

Adding liquidity refers to posting an order to an ECN or exchange.

Being routed through refers to when an ECN or exchange is not able to execute your order within their book, but instead routes the order to another market center for best price execution.
 
SEC (sales only) SEC 0.0000056 (multiplied by the total sales proceeds)
Trade Activity Fees TAF Equities = $0.075 per 1,000 shares, $3.75 max
 

Exchange Data Fees
 
  Data Feeds Symbol Service Pro Non-Pro
         
  American Stock Exchange AMEX Bid/Ask, Last Sale $30.20 $1.00
  Chicago Board of Trade CBOT Full service including Level II $55.00 $55.00
    Dow Jones Mini Size Futures Waived Waived
    Dow Jones Mini Size Level II Waived Waived
  Chicago Mercantile Exchange CME Full Service $55.00 $55.00
    E-mini $40.00 $40.00
    CME Level II $25.00 $25.00
    E-mini Level II $40.00 $40.00
  OneChicago ONE Full Service $5.00 $1.00
  Foreign Exchange Data Forex Full Service $45.00 $45.00
  Mid-American Stock Exchange Midam Full Service $7.50 $7.50
  Nasdaq Stock Market™ Nasdaq bid/ask/Level I/Last Sale $20.00 $1.00
    bid/ask/Level I/Last Sale/TotalView $90.00 $15.00
  New York Board of Trade NYBOT Full Service $55.00 $55.00
  New York Mercantile Exchange COMEX Full Service $55.00 $55.00
  NYMEX Full Service $55.00 $55.00
  NYMEX e-miNY $25.00 $25.00
  New York Stock Exchange NYSE Bid/Ask, Last Sale $127.25 $1.00
    NYSE Open Book $60.00 $60.00
  Options Price Reporting Auth. OPRA Full Service $32.25 $1.00
    Foreign Currency Options $3.25 $3.25
  Philadelphia Board of Trade PBOT Full Service $1.00 $1.00
  Dow Jones Industrial Average $DJI Full Service $1.00 $1.00
 

Service Fees
 
  Postage & Handling Fees
   
  Trade Confirmations, per account, per day, U.S. Mail delivery FREE
  Account Monthly Statements, U.S. Mail delivery FREE
  Trade Confirmations, Electronic delivery FREE
  Account Monthly Statements, Electronic delivery FREE
   
  CMA Accounts / Check Writing Fees
   
  Check writing capabilities from your account FREE
  First checkbook FREE
  Checkbook Reorders $5 per 100 checks
  Copy of a check FREE
  NSF Money Market $25.00
  Stop payment on a check $25.00
  Returned check charge $25.00
   
  Clearing Firm Procedures Fees
   
  Outgoing ACAT to another clearing firm $50.00 ($20.00 if IRA)
  Incoming ACAT from another clearing firm FREE
  ACH transactions FREE
  Check request for withdrawal of funds/U.S. Mail FREE
  Check request for withdrawal of funds/Overnight delivery $20.00
  Check request for withdrawal of funds/Sat. delivery $20.00
  Fed Funds wire request for withdrawal of funds $20.00
  Fed Funds wire request for withdrawal of funds from futures account $20.00
  Fed Funds wire - incoming FREE
  Journal request between related accounts FREE
  DTC transfer per stock $25.00
  Returned check charge $25.00
  Stock certificate request $75.00 incl. FedEx
  Voluntary Corporate Actions (tender offers, elections, exchange offers, etc.) Variable
  Stock reorganizations (stock splits, symbol changes) FREE
  Inactive Account (Applicable to accounts under $100 in equity, inactive for 12+ mths) $0.00
  Archived statement retrieval (older than one year) $25 per quarter / minimum $25 charge
  Reg T and 15c-3 (short sale) extension requests $25.00 per request
  Restricted stock certificate processing (144, 144-k, Prospectus Sale) $190.00 incl. FedEx + pass thru TA
  Restricted stock certificate re-registration $65 incl. FedEx + pass thru TA
  Alternative investments, including limited partnerships, private limited partnerships $30/qtr, $50 setup
  Safekeeping Fee (Per Security) $30/qtr
   
  Fee Associated with Individual Retirement Accounts Fees
   
  IRA Termination Fee $50.00
  IRA Annual Fee (billed semi-annually) $50.00
  Other Account Fees Variable
  IRA Non Standard Asset Fee $300 per security
 
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All information contained herein is for informational purposes only. Providing said information does not in any form - oral, written, or otherwise - create, establish or develop any relationship between NWT Financial Group, LLC. and the reader of the information on this site.